My Photo



The author, Bob Kiggins, is an attorney based in White Plains, NY and has extensive experience in corporate finance and tax matters, securities broker-dealers, investment advisors, investment companies, life insurance companies, hedge funds, insurance agencies and bank expansion into insurance and securities fields. He also represents a number of closely held businesses in such industries as securities brokerage, and investment management. Bob is especially familiar with the regulations imposed on securities broker-dealers, investment advisors, insurance companies, and insurance agencies.


Securities Law